WebParker Street Securities LLC (CRD No. 316044) On February 17, 2024, the Banking Commissioner entered into a Stipulation and Agreement (No. ST-2024-47-S) with Parker Street Securities LLC of 751 Park of Commerce Drive, Suite 128, Boca Raton, Florida. The Stipulation and Agreement alleged that, between May 2024 and August 2024, the firm … WebIf your firm does not have a CRD number, skip this Item 1.E. Do not provide the CRD number of one of your officers, employees, or affiliates. (2) If you have additional CRD Numbers, your additional CRD numbers: No Information Filed F. Principal Office and Place of Business (1)Address (do not use a P.O. Box): Number and Street 1: 2603 CAMINO …
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WebThe CRD contains the registration records of broker-dealer firms, branch offices, and their associated financial professionals, including their qualification, employment, and … WebCRD - FAQ - Form Filing for Firms. 1. How do I submit form filings to Web CRD? Upon completion of a filing, select the "Submit Filing" hyperlink on the left-hand margin. By … hotpoint quiet washing machine
Welcome to the Investment Adviser Registration Depository IARD
WebNov 29, 2024 · Interested parties can also access CRD data by calling BrokerCheck toll-free at (800) 289-9999. Investors can also find such information through their state's … WebSearch for a certificate by Firm CRD/IARD number or TX file number. Click on "Certificate of Registration" to retrieve a printable certificate. As of Sept. 1, 2024, the $25 fee for filing or amending branch office filings was eliminated. Form BR filings will continue to be required to provide and update information on branch offices but will ... WebNASAA/NASD Central Registration Depository P. O. Box 9495 Gaithersburg, MD 20898-9495. ... D. FIRM CRD NO.: E. SEC FILE NO.: F. FIRM MAIN ADDRESS: ... A. Number of customers owed funds or securities: B. Amount of money owed to: customers broker-dealers lineage church el cerrito