WebKey individual regulatory exam workshop (RE1): 2 days. Workshops can be arranged on site at your offices or a selected venue. The key individual regulatory exam workshop is held over a two-day period. This is an intensive workshop where the entire content of the material is covered as well as practice questions, exam tips and techniques ... WebUse the table below to help you identify which documents you must download that must be used as preparation material for the RE1 and/or RE5. To access the Legislation page, …
Re1 Key Individual Jobs - 2 November 2024 - Indeed
http://www.cmsys.co.za/documents/regulatoryexams/RE%201%20-%20First%20Level%20Regulatory%20Examination%20-%20Applicants%20and%20or%20Key%20Individuals%20in%20Category%20I,%20II,%20IIA%20and%20III.pdf WebJul 13, 2024 · “Key individual” is defined in the FAIS Act as a natural person responsible for the managing or overseeing of activities of the appellant. “Most importantly, Section 17(3) of the FAIS Act makes it clear that the responsibility to establish and maintain procedures to be followed in order to ensure compliance with the Act remains that of ... 2004雅典奥运会闭幕式北京8分钟
Applied Learning FAIS Regulatory Exams Resource Centre
WebFSCA Moonstone FAIS Qualifying Criteria for Key Individual (KI) Regulatory Exam RE1 FSCA Moonstone FAIS Qualifying Criteria for Key Individual … WebRE1 – FSPs, Key Individuals and Compliance Officers in Categories I, II, IIA, III and IV of FSP’s RE3 – FSPs and Key Individuals in Categories II and IIA. (Remember you need to have successfully completed RE1) RE4 – FSPs and Key Individuals in Categories III. (Remember you need to have successfully completed RE1) Classroom WebRE1 Training Manual–Updated March 2024 15development for key individuals. 15 Verify that the record keeping required for S the on-going meeting of fit and proper requirements for key individuals is in place. 5 Manage and oversee the operational ability of the FSP 1 Describe the operational ability requirements prescribed in the FAIS Act. 2004金曲奖